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于滨:被“遗忘”的战争,还是“朝战研究疲劳症”
——评美国史学视角下的朝鲜战争
关键字: 朝鲜战争美国朝战研究美国中心论东方主义朝鲜半岛修正派1.于滨,美国文博大学(Wittenberg University)政治系教授,上海美国学会资深研究员,2013-14年任美国陆军战争学院战略研究所访问学者。
2.朝战爆发后,为了牵制中国在朝的军事行动,美国也开始积极鼓动西藏上层的“独立”活动,策动达赖外逃。为此,美国驻印度大使馆在1951年还制定了把达赖“绑架”到印度的计划。见Kenneth Conboy and James Morrison, CIA’ Secret War in Tibet (University Press of Kansas, 2002), pp. 11-17。
3.见笔者2005年二战结束60周年发表于英文《亚洲时报》的《纪念日之挽歌》),Yu Bin, “The Anniversary Elegy,” Asia Times, August 16, 2005, http://www.atimes.com/atimes/China/GH16Ad07.html.
4.参见Joseph C. Goulden, Korea: The Untold Story of the War (New York: McGraw-Hill Book Company, 1982), p. XV。此书1990年由解放军出版社翻译出版:《朝鲜:未透露的战争》(于滨、谈锋、蒋伟民译),修订版即将将由新华出版社出版。
美国军事史学家S.L.A.马歇尔认为朝战是“本世纪糟糕透顶的小战争”(The century’s nastiest little war)。 见David Halberstam, The Coldest Winter: America and the Korean War (Hyperion, 2007), p. 1.
5.近期著述参见Blair: The Clay Forgotten War: America in Korea 1950-1953 (Naval Institute Press, 2003); James Wheaton, The Forgotten War: A Brief History of the Korean War (CreateSpace Independent Publishing Platform, 2012); Joseph C. Goulden, Korea: The Untold Story of the War (New York: McGraw-Hill Book Company, 1982).
6.David Halberstam, The Best and Brightest (Ballantine Books, 1972).
7.David Halberstam, The Coldest Winter: America and the Korean War (Hyperion, 2007). 此书于2010年由重庆出版社翻译出版 (王祖宁、刘寅龙译)。
8.见David Halberstam, The Coldest Winter: America and the Korean War (Hyperion, 2007) 精装本的封套。
9.见Allan Millett, “Remembering the Forgotten War: Anglo-American Scholarship on the Korean Conflict,” TRANSACTIONS of the Royal Asiatic Society, Korea Branch, Vol. 70, 1995, pp. 53-70.
10.奥巴马原话为:“This was no tie. This was a victory. It was a victory then, and it is a victory today”。见Peter Maer, “Obama Calls Korean War a ‘Victory,’ Hails Veterans,” CBS News, November 10, 2010, http://www.cbsnews.com/8301-503544_162-20022466-503544.html。
11.Walter LaFeber, America, Russia, and the Cold War, 1945-2006, updated 10th ed. (McGraw-Hill, 2008), p. ix.
12.见Matt Spetalnick and Anna Yukhananov, “Analysis: North Korea tests Obama's ‘strategic patience’,” Reuters, April 9, 2013, http://www.reuters.com/article/2013/04/09/us-korea-north-obama-idUSBRE9380YR20130409。
13.2009年2月初,新任国务卿希拉里在给日本外相中曾根弘文的电话中,声称她将“重视绑架问题,理解日本人民的心情。”希拉里的外交表态,抛弃了布什政府2006年以来搁置绑架问题、直接与朝鲜对话的政策。而布什的现实主义政策,对当时已经被所谓“绑架问题”绑架了的日本舆论和对朝政策造成强力冲击,也是2007年第六论会谈取得突破的关键。奥巴马就任后,日本国内被压抑多年的务实派,也祈盼奥巴马政府能够对日本保守派继续施以外部压力,以期改变日本保守派对绑架问题不依不饶、使朝鲜“威胁”常态化的企图。而希拉里的表态,对日本的鹰派无疑是雪中送炭,日本对朝政策因此更趋强硬。见Ayako Doi, “What Hillary Should Tell Japan,” PacNet Newsletter, No. 8, February 4, 2009, http://csis.org/files/media/csis/pubs/pac0908.pdf。
14.有关西方学界对朝鲜战争研究的评介,参见Allan R. Millett, Bibliographic Essay, in Millett, The War for Korea, 1950-1951: They Came from the North (University Press of Kansas, 2010), pp. 577-610; “The Korean War: A 50-year Critical Historiography,” Journal of Strategic Studies 24:1 (2001): pp. 188-224; “Review Essay: a Reader’s Guide to the Korean War,” The Journal of Military History 61 (July 1997), pp. 583-97; Rosemary Food, “Making Know the Unknown War: Policy Analysis of the Korean Conflict in the Last Decade,” Diplomatic History, 15 (Summer, 1991), pp. 411-431; William Stueck, “The Korean War as International History,” Diplomatic History 10 (Fall, 1986), 291-309; Judith Munro-Leighton, “A Postrevisionist Scrutiny of America’s Role in the Cold War in Asia, 1945-1950,” Journal of American-East Asian Relations 1 (Spring, 1992), pp. 73-98.
15.见Allan R. Millett, The War for Korea, 1950-1951 (2010), p. 608。
16.Yu Bin, “Chinese People’s Volunteers—Tactics, Equipment and Logistics,” in James Matray and Donald Boose Jr., eds., Ashgate Research Companion to the Korean War (UK.: Ashgate Publishing Ltd., forthcoming 2014).
17.Bruce Cumings, The Origins of the Korean War, Volume I: Liberation and the Emergence of Separate Regimes, 1945-1947 (Princeton University Press, 1981).
18.Bruce Cumings, The Origins of the Korean War, Volume II: The Roaring of the Cataract, 1947-1950 (Princeton University Press, 1990).
19.Jon Halliday and Bruce Cumings, The Unknown War: Korea (New York: Pantheon, 1988).
20.John Merrill, Korea: The Peninsular Origins of the War (University of Delaware Press, 1989).
21.I. F. Stone, The Hidden History of the Korean War, 1950-1951 (Boston: Little Brown, 1952). 此书1989年由浙江人民出版社翻译出版。
22.T.R. Fehrenbach, This Kind of War: A Study of Unpreparedness (New York: Macmillan, 1963).
23.Bevan Alexander, Korea: The First War We Lost (New York: Hippocrene, 1986). 此书由中国社会科学出版社2003年翻译出版。
24.Allan Millett, “Remembering the Forgotten War: Anglo-American Scholarship on the Korean Conflict,” TRANSACTIONS of the Royal Asiatic Society, Korea Branch, Vol. 70, 1995, pp. 55-59.
25.Gregory Henderson, Korea: The Politics of the Vortex (Harvard University Press, 1968).
26.Alexander George, The Chinese Communist Army in Action: The Korean War and Its Aftermath (New York: Columbia University Press, 1967).
27.Roy E. Appleman, Disaster in Korea: The Chinese Confront MacArthur (College Station: Taxes A&M University Press, 1989).
28.Clay Blair, The Forgotten War: America in Korea, 1950-1953 (New York: Times Books, 1987).
29.Max Hastings, The Korean War (Simon & Schuster, 1987).
30.Allan Millett, The War for Korea, 1950-1951, They Came From the North (University Press of Kansas, 2010). 此书正在被国内一家出版社翻译,该书的第二卷也将在年内问世。
31.William Stueck, The Korean War: An International History (Princeton: Princeton University Press, 1995).
32.2004年10月7日, 哈伯斯塔姆在美国俄亥俄州哥伦布市采访笔者,其中尤为关注中方对美军、尤其是海军陆战队作战能力的印象和评估。
33.有关美国军方的史料,见Allan R. Millett, Their War for Korea: American, Asian, and European Combatants and Civilians, 1945-53 (Washington D.C.: Brassey’s Inc., 2002), 第263页; “Review Essay: a Reader’s Guide to the Korean War,” The Journal of Military History 61 (July 1997),尤其是590-92页; “Remembering the Forgotten War: Anglo-American Scholarship on the Korean Conflict,” TRANSACTIONS of the Royal Asiatic Society, Korea Branch, Vol. 70, 1995, 尤其是59-65页。
34.Allen S. Whiting, China Crosses the Yalu: the Decision to Enter the Korean War (Stanford University Press, 1960).
35.见Bin Yu, Review of the field, “The Study of Chinese Foreign Policy: Problems and Prospect,” World Politics, 46, no. 2, (Princeton University, January 1994), 尤其是237–40页。
36.Chen Jian, China’s Road to the Korean War: The Making of the Sino-American Confrontation (Columbia University Press, 1994).
37.见沈志华:《毛泽东、斯大林与朝鲜战争》,广东人民出版社2004年版,第343-51页。
38.见沈志华, 同上, 第13、15页。
39.同上, 第350页。
40.凤凰网专访沈志华:“历史研究的伟大就在于追求真相”,2010年06月23日凤凰历史专稿,http://news.ifeng.com/history/special/chubingdongji/detail_2010_06/23/1660093_6.shtml。
41.Shu Guang Zhang, Mao’s Military Romanticism: China and the Korean War, 1950-1953 (University Press of Kansas, 1995).
42.如9兵团在东线的大规模冻伤,64军、65军5个师在第5次战役中在汉江南岸在联军连续两天的密集空炮火力攻击中伤亡严重,志愿军第180师突围失败,等等。见徐焰:《第一次较量——抗美援朝战争的历史回顾与反思》,中国广播电视出版社1990年版,第60-61、86-88、91-97页。
43.Kristen R. Monroe, ed., Perestroika! The Raucous Rebellion in Political Science (New York: Vail-Ballou Press, 2005); Emily Eakin, “Political Scientists Are in a Revolution Instead of Watching,” New York Times, November 4, 2000.
44.Michael Hunt, Ideology and American Foreign Policy (Yale University Press, 1987).
45.科恩本人在一次学术会议上突然脱口放出此言,包括笔者在内的很多与会者为之震动。
46.Warren Cohen, “China’s Strategic Culture,” The Atlantic Monthly, March 1997, pp. 103-5.
47.关于主流派的这一倾向,见艾伦·梅莱(Allan R. Millett)的 “Review Essay: A Reader’s Guide to the Korean War,” The Journal of Military History 61 (July 1997), pp. 583-97,尤其是第583-84页。
48.见孟照辉:《抗美援朝战争志愿军伤亡人数辨析——与“尊重每一个生命”作者商榷》,《军事历史》,2012年第2期, 59-61页。
49.Steven Hugh Lee, The Korean War (UK: Pearson Education Limited, 2001).
50.Bruce Cumings,The Korean War: A History (Modern Library, 2011).
51.笔者1998年在美国《战略评论》杂志上,也对志愿军的一、二次战役的战略战术加以比较和分析。见Yu Bin, “What China Learned from its ‘Forgotten War’ in Korea,” Strategic Review (summer 1998), pp. 4-16.
52.Korea Institute of Military History, The Korean War: Volume 1 (University of Nebraska Press, 2000); The Korean War: Volume 2 (University of Nebraska Press, 1998); The Korean War: Volume 3 (University of Nebraska Press, 2001).
53.有位美国学者曾暗示美方有上述两书的“内部版”,但这并未得到其他学者的认可。
54.西方出版界只是非常有限地翻译、介绍了一些有关中国参战前后的高层决策的史料,如Steven Goldstein and Di He, “New Chinese Sources on the History of the Cold War,” Cold War International History Project Bulletin 1 (Spring 1992), pp. 4-6; Sergei Goncharov, John Lewis and Litai Xue, Uncertain Partners: Stalin, Mao and the Korean War (Studies in International Security and Arms Control (Stanford University Press, 1995), Appendix, pp. 229-95.
55.Li, Xiaobing, Allan R. Millett and Bin Yu, trans. and eds., Mao’s Generals Remember Korea (Lawrence, KS: University Press of Kansas, 2001).
56.Allan R. Millett,“The Korean War: A 50-Year Critical Historiography,” Journal of Strategic Studies, Vol. 24, No. 1 (March 2001), pp. 188-224.
57.见沈志华,《毛泽东、斯大林与朝鲜战争》,广东人民出版社2004年3月版,第173-193页。
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